Flashing Yellow Arrow Operation

This is a complete revision of a previous post on the same topic.  Based on new information, many of the controller settings were modified as shown below:

The operation detailed in this post is not a recommended operation, it is provided to allow engineers who work on traffic signal controllers ideas as to how Flashing Yellow Arrow signals could be operated.

The operation in this post details controller operations where the signal will not provide a FYA indication across a pedestrian movement that has a WALK or FDW indication that is active.

Flashing Yellow Arrow Operation

The Naztec controller has some specific things that must be done in order, to enable FYA.  The manual has some of the information, but not all.
 

One key piece of information is that the manual (as of December 2012 V.76, and Technote 1105 on the Naztec Website specifically use Overlap 1 (OLA) as the example overlap detailing the controller settings.  According to the Naztec rep’s email on January 21, 2013, the overlaps with FYA operation need to be on even overlaps (OL2, OL4, OL6… OL16), not on odd overlaps (OL1, OL3, OL5… OL 15).

 

When the FYA overlaps are on odd overlaps, the FYA appears to work properly until a preempt call is served.  The preempt call causes the signal that is operating on FYA to present signal indications that the monitor will not accept.

This appears to occur very occasionally in signals that are running in STD mode, operating with FYA indications.  However, when the signal is operating as described below, for No FYA across Ped Movements, the preempt call regularly presents signal indications that the monitor will not accept.

When the overlaps are mapped to even overlap numbers, the normal termination of a FYA operation due to a side street call, the signal should transition something like:

The main street greens (phases 2 and 6) and the main street FYA indications (phases 1 and 5) should all go yellow simultaneously upon the call to the side street.

When the overlaps are mapped to odd overlap numbers, the normal termination of the main street to a vehicle or pedestrian call on the side street operates the same as the above diagram, at least in Apogee V.76.7D, Build 3195, however when an emergency vehicle preemption call is served, the following phase operation will occasionally occur when the controller is in STD mode, but predictably occur when the controller is in USER mode:

The monitor will not accept a steady yellow on load switches 1 and 5, while greens are on for load switches 2 and 6, causing the signal to go into red flash.
By programming the overlaps running the FYA as even numbered overlaps, the controller has internal logic on the even numbered overlaps that prevent this from occurring.

No FYA across Ped Movements

The operation described here includes specific modifications of the controller operation to have the signal stop presenting a FYA indication to the left turn, when the pedestrian immediately to the left of the driver in the left turn pocket could have a WALK or FDW during normal operation.

A standard operation would be to allow the pedestrian movement to go to WALK and FDW while the corresponding left was in FYA.  In other words, if the NBL signal was in FYA operation, the SB ped would be given the WALK and FDW.

At issue here is what level of safety needs to be provided to the pedestrian while the driver is looking at for gaps in the oncoming stream of vehicles.  It could be argued that the left turning driver should yield to pedestrians to their left, however, if the pedestrian is traveling thru the crosswalk, to the left of the driver, going the same direction as a driver, the left turning driver may never look behind them while attempting to turn left for a person walking, running, biking or using other mode of transport while crossing the crosswalk.

Another operation would be to allow the FYA to terminate, and go to a steady red arrow, when a pedestrian received a WALK / FDW for the crossing.  This would likely create a yellow trap for the driver at a 4-legged intersection.

This operation would receive the pedestrian call, and wait for the signal to gap out, or max out on the main street traffic, then quickly serve the side street, them come back to the main street with the Ped WALK, and the conflicting left turn having a red arrow.

This is done by modifying the signal operation from the standard 8 phase dual quad operation.

Modifying the Phase Sequence

The following example is for setting up FYA for an intersection with the following basic operation:

The flashing yellow arrow will be for the eastbound left movement (Overlap 12 corresponding to Phase 1), and for the westbound left movement (Overlap 14 corresponding to phase 5).

The actual phase diagram is as follows:

The modified ring and barrier structure is set up to allow the FYA to flash yellow with the thru movements (1 with 6), but not with the peds (1 with 10).

The correspondence of the overlaps, and outputs is as follows:

 

The FYA output to the field wires is set up to connect to the (typically) unused yellow indication on the pedestrian load switches.  In this case, LS 9 drives Ped 2, and LS 11 drives Ped 6

  

Setting the Ring and Barrier Operation on Apogee V.76

 

There are several areas that need to be set up to make the FYA work.

The signal must be set to User mode.  To do this, go to MM-1-7, and turn the Run-Enable Status from ON to OFF, press enter, and the signal will stop running.  Next, go to MM-1-2-1 (Unit Parameters) and change the Phase Mode from “STD8” to “USER”. 

Now the ring and barrier structure must be modified to include the extra phases.   This is done via the signal sequence (MM-1-2-4):

  
The example here shows only modifying Sequence 1, but the user may want to modify other sequences.  

In general, when I am programming a special sequence that I don’t want to have the ability to undermine with potentially calling a sequence that may violate antibackup, or other features, I copy the only sequence I want to use into all 16 sequence entries, which means that there should be no way to have a sequence that creates a problem for the signal operation.

Next, the phase concurrency table needs to be modified to reflect the modified phases.  At this time, the signal is also modified such that it starts up in 9 and 10 WALK.  Normally, I start up signals in main street WALK.

This is done under MM-1-1-4:

Now that the ring and barrier structure is set for the controller, the signal run timer can be turned back on, under MM-1-7

Enabling the Specific Vehicle and Pedestrian Movements

  

The specific phases need to be enabled under MM-1-1-2.  The normal phases are enabled for the ped movements, plus phases 9 and 11 need to be enabled, so that the peds will time.

Time needs to be added to phase 9 and 11 peds under MM-1-1-1.  Also, any time for WALK and FDW for phase 2 and 6 peds need to be zeroed out.  In the example below, the ped timing, yellows and reds are what are operating in the signal cabinet for the intersection.

Specific timing is added to phase 9 and 11 for the min green, yellow and red.  This time is added, since the signal will be operating in soft recall during certain hours of the day.  Without having the appropriate clearance times for the phase 9 and 11, and the signal in soft recall, a late night pedestrian service may terminate from the main street to the side street at the end of the FDW without the signal going through the appropriate clearance times for the main street traffic.

 

Now the ped timing for phase 2 and 6 peds needs to be zeroed out.  The Peds that are normally associated with phase 2 and 6 are now phase 9 and 10 peds respectively.

Setting The Load Switches for the Overlaps

Now the load switches must be assigned for the overlaps.  The Channel I/O needs to be modified as follows under MM-1-8-1:

If you scroll to the right of the last column on the first screen , you will see the second screen that covers load switches 9 through 16.

The assumption on this second screen is that the channels were already modified so that the pedestrian load switch and overlap load switch assignments were modified to reflect that the peds were on load switch positions 9-12 and the standard overlaps were on load switch positions 13-16.

In this case, the load switches for 13-16 were actually modified to an unused input (changed to OL 16).  This was done to make sure that there was no problem with the overlaps being assigned to load switches 1, 2, 5 and 6.  Each specific installation will need to assign overlaps to the unused load switches that will not conflict with the other inputs.  Alternately, the unused load switches could be programmed to channel 0, which will result in a dark output.  The monitor will need to be programmed to accept a dark red output if the unused load switches are programmed to channel 0.

Setting up the Overlaps

There are several overlaps to be programmed for this operation.

• Overlap 12 and 14 are for the flashing yellow arrow.
• Overlap 9 is for the westbound thru / right movement
• Overlap 10 is for the eastbound thru / right movement

Starting with Overlap 9, the following parameters need to be programmed under MM-1-5-2-(9-Enter)-1:

For Overlap 10, the following parameters need to be programmed under MM-1-5-2-(10-Enter)-1:

Setting up the Overlaps for FYA Operation

For overlap 12, several parameters need to be added, including the type of overlap.  This is programmed under MM-1-5-2-(12-Enter)-1

The minus ped overlap parameters should not need to be programmed, However, if it is desired to program the negative ped overlaps, then this done under MM-1-5-2-(12-Enter)-2

For overlap 14, similar programming needs to be entered into the controller.  This is programmed under MM-1-5-2-(14-Enter)-1

The minus ped overlap parameters should not need to be programmed, However, if it is desired to program the negative ped overlaps, then this done under MM-1-5-2-(14-Enter)-2

Setting The Ped Yellows on Load Switches for FYA

Under MM-1-8-1, some values need to be modified for the output drivers.  In this case, the normal vehicle head for phase 1 (Channel 1) will be changed to run from Overlap 12 and the normal vehicle head for phase 5 (channel 5) will be changed to run from Overlap 14.

Now the controller’s operation needs to be modified to allow the overlap setting work with the controller outputs.  This is done by modifying the Channel plus parameters, under MM-1-8-4.  Once you are at the screen, scroll to the right, to bring up the screen that shows channels 9 through 16.  Modify the settings as follows:

This screen allows the controller to override yellow indications on load switches 9 and 11 to flash yellow as a driven output.  Normally, the yellows on the pedestrian load switches are steady on during the FDW clearance phase.  The steady on is a NEMA TS2 output standard.  This screen is the final item in the controller that must be enabled to get the controller to flash the ped yellow outputs, to drive the flashing yellow circuit on the left turns.

Setting the Pedestrian Calls and Detection Diagnostics

  

Now the pedestrian need to be modified to allow for to allow the pedestrians for phases 9 and 11 be mapped to the phase 2 and 6 inputs.  This is done under MM-5-4

Note that the MaxPres column has values other than zero.  Setting a value to other than zero for the MaxPres allows the controller to look for malfunctioning pedestrian buttons – where they are locked on.  This is covered in more detail at: 

http://ntcip-unleashed.blogspot.com/2012/02/pedestrian-detection-diagnostics.html
 

Setting Antibackup Operation

  

Now the antibackup feature needs to be set up, so that a ped call on phase 9 does not back up with a FYA on phase 5, nor a ped call on phase 11 does not back up to a FYA on phase 1.

The antibackup coding done via MM-1-1-5

Essentially, all of the work in the controller allows for the FYA to not operate across the pedestrian yellow

Setting Logic Processor To Serve the Side Street Before Serving Peds

One last thing needs to be done to the controller to allow the signal to cycle back to the pedestrian.  This is especially important to enable since the side street may have no traffic.  This is done by creating two logic statements to cause the signal to call a (typically) unused detector, and the detector then looks for an opportunity to call the side street.

The logic statements are coded under MM-1-8-7

 A quick conversion, from Section 12.6 and 12.7 of the Naztec controller manual

• I 64         (detector 64)
• I 130       (Ped call 2)  - The ped call is actually ped phase 9, but the physical input is 2 
• I 134       (Ped call 6) –  The ped call is actually ped phase 10, but the physical input is 6
• I 240       (logic flag)
• I 241       (logic flag)
• O 90       (Phase 2 on)
• O 94       (Phase 6 on)

Keep in mind, if you are coding this in ATMS.now, the columns in the data input screen in ATMS.now do not coincide with the columns in the controller.

 

Something to keep in mind about the logic processor.  The controller processes the logic from top to bottom.  The logic flags are set up to allow the controller to allow either ped

Setting Logic Processor To Serve the Side Street Before Serving Peds

  

The last controller function to set is to create a dummy input for detection channel to call phase 4 (the side street phase).  In this case, I selected detector input 64.  This detector input is unlikely to be used in normal operation.  If the controller operations use input 64 for a specific detection input purpose, then another detector should be selected.

Set detector 64 to call phase 4 under MM-5-1

Set detector 64 to be a calling detector, and to be a locking detector for red and yellow operation under MM 5 2.

Something to keep in mind about the logic processor.  The controller processes the logic from top to bottom.  The logic flags are set up to allow the controller to allow either ped call to serve the locking call to the side street.  Another way to reduce the logic statements by 1 line would be to have two unused detector channels used to place the call to the side street.

The logic statements could also be coded under MM-1-8-7

In this case, both detector inputs 63 and 64 would be coded to place locking calls to phase 4.

Emergency Vehicle Preemption Operation

The EVP channels on the approaches with the FYA operation should be set under MM-3-(EVP channel <enter>)- 8 to turn on the All Red B4 Prmpt.  The factory configuration has this off.

 

If the all red before preempt is not turned on, then an EVP call on the approach will create a yellow trap for vehicles in the left turn pocket when the signal transitions to preemption.

 

As stated before, if the overlaps are on odd numbers and the controller is running in USER mode, it is quite likely that any EVP call will cause the controller to transition where the monitor sees steady greens on the main street thru phases, and steady yellows on the main street left turn phases – which is a conflict.  As of Apogee V.76.7D, it did not matter what particular EVP call, or if the all red before preempt was enabled, any EVP call would cause the signal to display the conflicting greens and yellows while the FYA overlaps are programmed to the odd phases.

 

The EVP channels need to be programmed for the appropriate phase and overlap operation.  

 

The overlap exit phases can be tricky.  Normally, the EVP channels are programmed to end the call on any approach with the main street green thru’s (in this case phase 2 and 6).

 

This creates a problem, when the signal controller is programmed for anti-backup on phases 2 and 6.  When the EVP call ends, and the signal transitions from any EVP to 2 and 6, it does just that, without reliably bringing up the FYA indications that correspond with the phase 2 and 6 operation.

 

In general, the EVP operation and end of phase is programmed for this signal as follows:

 

 

By exiting the side street EVP call to the same phase, the controller will come around to the next movement, which is likely 2 and 6 including the FYA for corresponding lefts.

 

By existing the main street EVP call to the main street lefts, the controller will quickly transition to the main street green with the FYA active.

Min or Soft Recall

Once the controller has the programming as shown above, one final step needs to be made.  Phase 2 and 6 need to be in either min or soft recall.  Otherwise, under low traffic volumes, the signal will rest in phases 9 and 10, and the FYA will not turn on to the drivers.

 

Now, the monitor operation must be modified to allow the FYA to operate.

 

Settings in the Reno 1600 MMU for FYA

 

The monitor needs to be set up for the FYA operation.  In this case, phases 3 and 7 are future phases.  There are multiple methods for setting up the monitor based on how the load bay is being used.  This method is consistent with the programming of the Reno MMU Application Note AN-005 Example 3. This technote is available at Reno A&E’s website at:

 

http://www.renoae.com/traffic/files/Monitors/AppNotes/AN-005%20Flashing%20Yellow%20Arrows%2010-02-09.pdf

 

The particular screens for the Reno monitor for this operation in the test cabinet is as follows:

 

A couple of things to note. 

 

Load switch 1 and 5 are the steady RYG arrows of the FYA head.  Load Switches 1 and 5 need to have field check / dual enables turned on in the monitor.  With this done, the monitor should internally compare the load switch outputs of the 3 arrows on the load switch, with the corresponding flashing yellow arrow on the same 4-section head.

 

A flash transfer relay can go bad, where the outputs of the FTR are always flashing.  In one specific case during testing, the bad FTR caused load switch 1 and 5 to flash red, while the signal was operating with the flashing yellow arrow flashing on the same 4-section head.  While the monitor was set up to not have load switch 1 and 5 enabled for field check / dual enables, the monitor found no problems with the dual flashing of the FYA and the errant red flashing due to the bad load switch.  Once the field check / dual enables were checked for load switch 1 and 5, the monitor found the problem and kicked the signal into red flash.

 

 

Clearance times

Change and clearance interval are what traffic engineers call the yellow and all-red times.

There are a lot of different thoughts about how to set the yellow and all red times. This posting only addresses how they are done. There is a lot of controversy about yellow and all-red times with regard to red light cameras.

Most states adopt the Manual of Uniform Traffic Control Devices (MUTCD) as the standard for signs, markings, signals, and so forth. Most states also have laws that define how the requirements of the MUTCD are modifies for that state. The 2003 MUTCD states the following regarding the yellow and all red.

      Section 4D.10 Yellow Change and Red Clearance Intervals
 
     Standard:

     A yellow signal indication shall be displayed following every CIRCULAR
     GREEN or GREEN ARROW signal indication.

     The exclusive function of the yellow change interval shall be to warn traffic
     of an impending change in the right-of-way assignment.

     The duration of a yellow change interval shall be predetermined.

     Guidance:

     A yellow change interval should have a duration of approximately 3 to 6 seconds. The
     longer intervals should be reserved for use on approaches with higher speeds.

     Option:

     The yellow change interval may be followed by a red clearance interval to provide
     additional time before conflicting traffic movements, including pedestrians, are released.

     Standard:

     The duration of a red clearance interval shall be predetermined.

     Guidance:

     A red clearance interval should have a duration not exceeding 6 seconds.

This leaves a lot of open area for interpretation.

Yellow Change Interval

Some agencies have a set the yellow times as a fixed time, say 3 seconds. Some agencies do some field adjustments on the settings.

Many engineers follow the Institute of Transportation Engineers kinematic model. This considers the driver's perception-reaction time, prevailing speed of traffic, grade of the road and other factors, and calculates a yellow time. The kinematic model can mathematically calculate the yellow at less than 3.0 seconds.

Most traffic signal controllers have a default setting that will not allow less than 3.0 seconds of programmed yellow time. Most conflict monitors (and malfunction management units) will send the signal into flash if the signal provides less than 2.7 seconds of yellow time. Some controllers and CMU/MMU's can be programmed to defeat this minimum setting for the yellow. I have worked on well over 100 different traffic signals, and have never had a reason to reduce the yellow below 3.0 seconds.

All Red Clearance Interval

All red rimes can vary widely by agency. Some agencies use zero seconds everywhere by policy. Some agencies use one second everywhere by policy. Some agencies use a calculated value.

The ITE kinematic model calculates the all red time with respect to the width of the intersection, speed of traffic, and the average length of a vehicle. In many states, it is legal to enter the intersection during the yellow. The red time calculation assumes that an average length car (typically 20 feet) enters in the last instance of the yellow time, and calculates the time required to have the rear bumper clear the conflict area at the posted or prevailing speed.

This may be excessive when the signal has timed out, and the signal has no one in the intersection during the all-red time, but it is near impossible to have fail safe detection, where the lack of vehicles can be sensed.

There are a couple of controllers that have the ability to provide variable all-red time. These make assumptions as to how the controller has terminated the phase (Gap Out vs. Max / Force Off) and applies an extra amount of all red. The problem with this is it is unpredictable and will not work while in coordination.

There is also a method using external logic circuits (and, or, set / reset flip flop cards) to have special vehicle detection apply an Omit All-Red by Ring. This can work in coordination, however if the detector fails, the signal will default to never provide any amount of all-red time. The applications of these that I have REMOVED from service have been buggy.

So why put in yellow and all-red time?

It is done for safety. It may be aggravating to wait 4, 5, or 6 extra seconds, but they are provided to let the drivers know that the signal is changing and they have to decide to stop, or to go through the signal, and then clear the signal before the next phase is given a green.

Yellow and all-red times can provide an interesting view into the human mind. The 5 or 6 seconds that you wait seem like an absolute eternity when you are waiting. On the flip side, the same time may seem really short if you are rolling through the intersection. The same 5 or 6 seconds will seem like an instant flash of time when you are doing something enjoyable.